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Compliance

Assurance​

AssurancePlans
SOC 2 Type II report, covering security, availability and confidentiality, every yearProduction and above, under NDA
ISO/IEC 27001 certificationProduction and above
Penetration test summary, every yearMission Critical, Dedicated
Completed security questionnaire (CAIQ, SIG Lite)On request
Right to audit, with noticeDedicated
Subprocessor list, with 30 days' notice of changeAll
Data processing agreementAll

Regimes​

Patternode is not regulated for you; the obligations below are yours. The table says what the service gives you to meet them.

RegimeApplies toWhat the service gives you
EU Digital Operational Resilience Act (DORA)Funds and other financial entities in the EU, for ICT third-party servicesContract terms in the order form for its Article 30 (service levels, locations, access, audit, exit); incident notification within the times of Support; resilience testing results; exit plans; subprocessor list
UK operational resilience (PRA SS1/21, FCA SYSC 15A) and outsourcing (PRA SS2/21)UK firmsThe same terms; impact tolerances you set can rely on the published recovery objectives
MiFID II RTS 25, SEC Rule 613 (CAT)Trading venues and firms with clock-sync dutiesNanosecond timestamps kept exactly as sent; Patternode's own clocks synchronised to UTC within 100 microseconds
Model risk management (SR 11-7, PRA SS1/23)Firms using segment outputs in modelsDeterminism by profile version; profile versions served 24 months; a description of each profile's inputs, outputs and limits under NDA
NERC CIPNorth American bulk electric system entitiesNo inbound connection into your electronic security perimeter is ever needed: your systems call out, or receive events through a broker you control. Private connectivity and mutual TLS for your CIP-011 information protection. Evidence pack under NDA
IEC 62443Operators of industrial automation and control systemsThe same outbound-only pattern, so Patternode sits in your enterprise zone or a DMZ conduit, never in a control zone
Australian Security of Critical Infrastructure Act, and the NZ equivalentsCritical infrastructure in Australia and New ZealandThe ANZ jurisdiction keeps data in Australia and New Zealand; ownership and offshore access disclosed
GDPR, the NZ Privacy Act 2020, the Australian Privacy Act 1988Anyone sending personal dataYou need not send any: series names are opaque (Data boundary). A data processing agreement in any case